Skip to content

Andrew Leo Humberd

Investment adviser representative at Tcw Investment Management Company LLC
12 yearsExperience
51 statesRegistered in
$38.8BFirm assets
39 yearsFirm in business

Are you Andrew Leo Humberd? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

12 years in the industry.

  1. Tcw Investment Management Company LLCMay 2024 to now
  2. Tcw Funds DistributorsMay 2024 to now
  3. Tcw LLCMay 2024 to now
  4. Putnam Inv./putnam Retail ManagementJul 2014 to Apr 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 66 · Uniform Combined State Law2004

State registrations

Registered as an investment adviser representative in 51 states (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VA, VI, VT, WA, WI, WV, WY).

Tcw Investment Management Company LLC

$38.8BAssets managed
4,945Clients
39Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4428739
Firm CRD
106546
Advisor's SEC record (opens in a new tab)
CallContact this firm