Steven Gerard Wortmann
Investment adviser representative at LPL Financial LLC
19 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- LPL Financial LLCJan 2024 to now
- Cetera Investment Advisers LLCJul 2021 to Jan 2024
- Cetera Investment Services LLCJul 2021 to Jan 2024
- Infinex Investments, Inc.Mar 2020 to May 2021
- First Commonwealth BankFeb 2020 to May 2021
- J.P. Morgan Securities LLCAug 2019 to Feb 2020
- JPMorgan Chase Bank, N.A.Aug 2019 to Feb 2020
- LPL Financial, LLCJun 2018 to Jul 2019
- Northwest BankJun 2018 to Jul 2019
- UnemployedMay 2018 to May 2018
- Jackson National Life Distributors LLCFeb 2007 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (PA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4426456
- Firm CRD
- 6413