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Nicolas Souffrant

Investment adviser representative at Voya Financial Advisors, Inc.
10 yearsExperience
3 statesRegistered in
$3.9BFirm assets
32 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

10 years in the industry.

  1. Voya Financial Advisors, Inc.Nov 2025 to now
  2. Fidelity InvestmentsNov 2021 to Nov 2025
  3. J.P. Morgan Securities LLCFeb 2019 to Nov 2021
  4. JPMorgan Chase Bank, N.A.Feb 2019 to Nov 2021
  5. Citizens BankNov 2015 to Feb 2019
  6. Citizens Securities, IncNov 2015 to Feb 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2005
  • Series 66 · Uniform Combined State Law2012

State registrations

Registered as an investment adviser representative in 3 states (MA, NY, TX).

Voya Financial Advisors, Inc.

$3.9BAssets managed
16,336Clients
720Advisers
32 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4425919
Firm CRD
2882
Advisor's SEC record (opens in a new tab)
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