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Richard George Ringwald

Investment adviser representative at Powers Advisory Group, LLC
25 yearsExperience
3 statesRegistered in
$329.5MFirm assets
5 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

25 years in the industry.

  1. Powers Advisory Group, LLCOct 2017 to now
  2. Stifel NicolausJun 2001 to now
  3. Commerce BankMar 2015 to Oct 2017

Exams passed

  • Series 66 · Uniform Combined State Law2002
  • Series 65 · Uniform Investment Adviser Law2017

State registrations

Registered as an investment adviser representative in 3 states (IL, MO, TX).

Powers Advisory Group, LLC

$329.5MAssets managed
586Clients
4Advisers
5 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4425715
Firm CRD
172252
Advisor's SEC record (opens in a new tab)
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