David Norman Brown
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCJun 2020 to now
- Cetera Investment Services LLCJun 2020 to now
- Regions BankJun 2020 to now
- Pruco Securites LLCAug 2019 to May 2020
- The Prudential Insurance Company of AmericaAug 2019 to May 2020
- Senior LifeFeb 2018 to Jul 2019
- Mutual of Omaha Investor ServicesJul 2014 to Feb 2019
- Mutual of Omaha Insurance CompanyMay 2014 to Feb 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4425243
- Firm CRD
- 105644