Stephen A. Rogers
Investment adviser representative at LPL Financial LLC
18 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- LPL Financial LLCMar 2026 to now
- UnemployedMar 2025 to Mar 2026
- LPL Financial LLCAug 2019 to Mar 2025
- Heartland BankAug 2019 to Feb 2025
- Voya Financial AdvisorsSep 2014 to Aug 2019
- Jcc Insurance Services, LLCMar 2014 to Aug 2019
- Nexus CommunicationsDec 2008 to Dec 2016
- Jc Wealth Management GroupNov 2008 to Aug 2019
- Ohio Dominican UniversitySep 2008 to Aug 2019
- Star PackagingApr 2008 to Aug 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
State registrations
Registered as an investment adviser representative in 1 state (OH).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4421548
- Firm CRD
- 6413