Skip to content

Russell John Anthofer

Investment adviser representative at Principal Asset Management
25 yearsExperience
1 stateRegistered in
$427.7BFirm assets
27 yearsFirm in business

Are you Russell John Anthofer? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Seminars and workshops

Experience

25 years in the industry.

  1. Principal Asset ManagementMar 2024 to now
  2. Principal Funds DistributorJan 2024 to now
  3. Principal Securities IncOct 2020 to now
  4. Principal Funds Distributor, Inc.Nov 2018 to Oct 2020
  5. Principal Life InsuranceFeb 2017 to Nov 2018
  6. Principal Securities IncMar 2016 to Nov 2018
  7. Principal Financial GroupJun 2001 to Feb 2017

Exams passed

  • Series 66 · Uniform Combined State Law2008

State registrations

Registered as an investment adviser representative in 1 state (IA).

Principal Asset Management

Legal name: Principal Global Investors, LLC

$427.7BAssets managed
8,205Clients
121Advisers
27 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4421512
Firm CRD
109002
Advisor's SEC record (opens in a new tab)
CallContact this firm