Trang Thuy Nguyen
Investment adviser representative at Advisors Asset Management, Inc.
18 yearsExperience
1 stateRegistered in
$2.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
18 years in the industry.
- Advisors Asset Management, Inc.Dec 2023 to now
- UnemployedAug 2023 to Nov 2023
- First Palladium, LLCApr 2019 to Jul 2023
- Mercap Securities, LLCNov 2014 to Dec 2017
- Ash BrokerageSep 2008 to Jul 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CO).
Advisors Asset Management, Inc.
$2.2BAssets managed
1,505Clients
127Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4420442
- Firm CRD
- 46727