Robert Thomas Guerra
Investment adviser representative at Guerra Pan Advisors, LLC
20 yearsExperience
2 statesRegistered in
$210.4MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Guerra Pan Advisors, LLCJun 2021 to now
- J. Alden Associates, Inc.Jul 2019 to Jan 2025
- Alden Capital Management Inc.Jul 2019 to Aug 2021
- Bank of America, N.A.May 2011 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2006 to Jul 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2001
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
Guerra Pan Advisors, LLC
$210.4MAssets managed
85Clients
1Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4419498
- Firm CRD
- 313489