Breanne Nicole Polonia
Investment adviser representative at Kestra Private Wealth Services, LLC
13 yearsExperience
1 stateRegistered in
$13.5BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Kestra Investment Services LLCOct 2025 to now
- Kestra Private Wealth Services, LLCSep 2024 to now
- Diversify Wealth ManagementApr 2024 to Sep 2024
- Dfpg Investments, LLCDec 2022 to Jan 2024
- Surevest, LLCJan 2020 to Dec 2022
- Surevest Wealth ManagementSep 2018 to Feb 2020
- Wells Fargo Clearing Services, LLCNov 2016 to Sep 2018
- Wells Fargo Advisors, LLCJan 2013 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2007
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Kestra Private Wealth Services, LLC
$13.5BAssets managed
20,230Clients
206Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4417531
- Firm CRD
- 155193