Jeffrey Brooks
Investment adviser representative at Allworth Financial, L.P.
11 yearsExperience
3 statesRegistered in
$33.6BFirm assets
19 yearsFirm in business
Are you Jeffrey Brooks? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Allworth Financial, L.P.Nov 2024 to now
- Aw SecuritiesNov 2024 to now
- Osaic Wealth, Inc.Jun 2024 to Oct 2024
- Arbor Point AdvisorsNov 2020 to Oct 2024
- Securities America, Inc.Nov 2020 to Jun 2024
- Kms Financial Services, Inc.Jul 2018 to Nov 2020
- Cetera Advisors LLCJan 2013 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 3 states (OR, TX, WA).
Allworth Financial, L.P.
$33.6BAssets managed
29,297Clients
319Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4412813
- Firm CRD
- 111167