Tracy Neal Adams
Investment adviser representative at LPL Financial LLC
19 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- LPL Financial LLCJan 2026 to now
- Lake Michigan Credit UnionJan 2026 to now
- UnemployedAug 2025 to Jan 2026
- Ameriprise Financial Services, LLCMay 2025 to Aug 2025
- Osaic Institutions, Inc. (fka Infinex Investments, Inc.)Oct 2020 to May 2025
- LPL Financial LLCDec 2018 to Oct 2020
- Cetera Advisor Networks LLCNov 2016 to Dec 2018
- InvestacorpApr 2007 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (MI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4412486
- Firm CRD
- 6413