Johnathon Franklin Thomas
Investment adviser representative at LPL Financial LLC
14 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCNov 2025 to now
- UnemployedApr 2024 to Jan 2026
- Self EmployedMar 2023 to Apr 2024
- Yakima Craft Brewing Co dba Hop Capital Brewing CoDec 2016 to Mar 2023
- Bni-business Network InternationalOct 2016 to Oct 2017
- Various Insurance Carriers for W&r Insurance AgenciesJul 2012 to Oct 2018
- Waddell & Reed, IncJul 2012 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2016
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (OR).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4412154
- Firm CRD
- 6413