Joseph S James
Investment adviser representative at Mariner Wealth
36 yearsExperience
2 statesRegistered in
PFSDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
36 years in the industry.
- Mariner WealthJul 2024 to now
- Coker James & Co., PcJan 1990 to now
- Avantax Planning Partners, Inc.May 2013 to Jul 2024
Designations
- PFS
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (GA, KS).
Mariner Wealth
Legal name: Mariner Wealth Advisors-ic, LLC
$0Assets managed
0Clients
66Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4411376
- Firm CRD
- 289886