Dennis Alan Haubert
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJun 2023 to now
- Sigma Financial CorporationOct 2022 to now
- Sigma Planning CorporationOct 2022 to now
- Edward JonesApr 2021 to Oct 2022
- Transamerica Investors Securities CorporationApr 2020 to Apr 2021
- Transamerica Life Insurance CompanyApr 2020 to Apr 2021
- Wells Fargo Clearing Services, LLCJun 2017 to Mar 2020
- Cetera Investment Advisers LLCJan 2014 to Jun 2017
- Cetera Investment Services LLCSep 2013 to Jun 2017
- Regions BankSep 2013 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (CO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4407425
- Firm CRD
- 6413