Carrie Ann Simmons
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaApr 2022 to now
- Pruco Securities LLCJan 2022 to Nov 2024
- UnemployedJul 2020 to Jan 2022
- Wells Fargo Advisors Financial Network, LLCMar 2020 to Jul 2020
- UnemployrdApr 2019 to Feb 2020
- Balboa Wealth Partners, Inc.Dec 2018 to Apr 2019
- Debtmerica, LLCApr 2017 to Oct 2018
- Transamerica Financial Advisors, IncJun 2016 to Dec 2018
- World Financial Group, Inc.Feb 2016 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4406356
- Firm CRD
- 8733