Kathy L Phillips
Investment adviser representative at PNC Wealth Management
16 yearsExperience
1 stateRegistered in
$30.3BFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
16 years in the industry.
- PNC Wealth Management LLCJul 2023 to now
- PNC Investments LLCJul 2023 to now
- On Time NotarysJan 2010 to now
- LPL Financial LLCNov 2022 to Jul 2023
- Simmons BankNov 2022 to Jul 2023
- PNC Investments LLCMay 2022 to Nov 2022
- PNC BankJul 2021 to May 2022
- Compass BankMar 2018 to Jul 2021
- Bbva Compass Insurance Agency, Inc.Mar 2018 to Jun 2021
- Bbva Securities Inc.Mar 2018 to Jun 2021
- New York LifeNov 2017 to Mar 2018
- Farmers Financial SolutionsApr 2016 to Oct 2017
- Farmers InsuranceMar 2016 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
PNC Wealth Management
$30.3BAssets managed
164,105Clients
1,167Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4406095
- Firm CRD
- 129052