Christopher Liu
Investment adviser representative at Transamerica Financial Advisors, LLC
23 yearsExperience
1 stateRegistered in
CFADesignation
$2.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
23 years in the industry.
- Inheritguard, LLCJan 2026 to now
- Transamerica Financial Advisors, IncOct 2024 to now
- WfgiaSep 2023 to now
- Hlw Alpha LLCMay 2023 to now
- Braata ProductionsJun 2021 to now
- Cantor Fitzgerald SecuritiesMay 2003 to now
- Sandp GlobalJan 2019 to Feb 2024
- Thomson Reuter/refinitivDec 2004 to Dec 2018
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4404957
- Firm CRD
- 16164