Paul Joseph Roberts
Investment adviser representative at Shepherd Kaplan LLC
18 yearsExperience
1 stateRegistered in
$10.2BFirm assets
22 yearsFirm in business
Are you Paul Joseph Roberts? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Shepherd Kaplan LLCFeb 2021 to now
- Self EmployedJan 2020 to Jan 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2008 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2003
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (MA).
Shepherd Kaplan LLC
$10.2BAssets managed
0Clients
14Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4404408
- Firm CRD
- 128244