Richard Alfieri
Investment adviser representative at LPL Enterprise, LLC
22 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaApr 2019 to now
- Pruco Securities, LLC.Apr 2019 to Nov 2024
- Massachusetts Mutual Life Insurance CompanyMar 2017 to Apr 2019
- MML Investors Services, LLCMar 2017 to Apr 2019
- Msi Financial ServicesJul 2016 to Mar 2017
- Metlife Securities IncNov 2004 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4402131
- Firm CRD
- 8733