Dory Ann Rodriguez
Investment adviser representative at Apollon Financial, LLC
14 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Apollon Financial, LLCDec 2024 to now
- LPL Financial, LLCDec 2012 to now
- Highpoint Advisor Group LLC(dba:highpoint Planning Partners LLC)Dec 2012 to Jan 2025
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (IL, NH).
Apollon Financial, LLC
$1.4BAssets managed
1,258Clients
20Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4400437
- Firm CRD
- 321217