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Ted G. Cox

Investment adviser representative at RBC Rochdale, LLC
25 yearsExperience
34 statesRegistered in
$73BFirm assets
40 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

25 years in the industry.

  1. RBC Rochdale, LLCJul 2001 to now
  2. Rim Securities LLCJun 2001 to now
  3. Rochdale Investment Management IncJun 2001 to now

Exams passed

  • Series 66 · Uniform Combined State Law2001

State registrations

Registered as an investment adviser representative in 34 states (AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KS, KY, LA, MA, ME, MN, MO, NC, NH, NJ, NY, OH, OK, PA, RI, SC, TX, UT, VA, WA, WV).

RBC Rochdale, LLC

$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4400161
Firm CRD
117198
Advisor's SEC record (opens in a new tab)
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