Cynthia Holmes Stacy
Investment adviser representative at RBC Capital Markets, LLC
30 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
30 years in the industry.
- RBC Capital Markets, LLCFeb 2023 to now
- Advisornet Wealth PartnersSep 2021 to Feb 2023
- Cetera Advisor NetworksJul 2021 to Feb 2023
- Advisornet FinancialJun 2021 to Feb 2023
- Voya Financial PartnersSep 2014 to Jun 2021
- Reliastar FinancialMar 1996 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (MN).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4398710
- Firm CRD
- 31194