Joanna Lynn Cecilia-fleming
Investment adviser representative at Prime Capital Financial
17 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$39.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Prime Capital FinancialSep 2025 to now
- Edelman Financial EnginesDec 2024 to Sep 2025
- Financial Engines Advisors L.L.C.Oct 2018 to Dec 2024
- Edelman Financial Advisors, LLCAug 2009 to Nov 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 3 states (KS, NY, TX).
Prime Capital Financial
Legal name: Prime Capital Investment Advisors, LLC
$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4397382
- Firm CRD
- 288712