Kelly Nicole Buchfink
Investment adviser representative at Swmg, LLC
27 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$430.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- Swmg, LLCFeb 2018 to now
- Mary Kay CosmeticsMar 1999 to now
- First Command Advisory ServicesDec 2015 to Dec 2017
- First Command Financial Planning, Inc.Aug 2009 to Dec 2017
- First Command Financial Services, Inc.Aug 2009 to Dec 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 3 states (CA, CO, TX).
Swmg, LLC
$430.4MAssets managed
429Clients
7Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4396448
- Firm CRD
- 166688