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Christopher Michael Watroba

Investment adviser representative at Northwestern Mutual Investment Services,LLC
30 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

30 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyApr 2010 to now
  2. Northwestern Mutual Investment Services, LLCMay 2001 to now
  3. Northwestern Mutual Life Insurance CompanyFeb 2001 to now
  4. Western New England CollegeAug 1996 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 65 · Uniform Investment Adviser Law2005

State registrations

Registered as an investment adviser representative in 1 state (MA).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4396278
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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