Mark Edward Davies
Investment adviser representative at Cetera Investment Advisers LLC
19 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Cetera Investment Advisers LLCSep 2023 to now
- Cetera Investment Services LLCSep 2023 to now
- Key Investment Services LLCJun 2021 to Sep 2023
- KeybankFeb 2021 to Sep 2023
- UnemployedJul 2020 to Feb 2021
- M&t Securities, Inc.Dec 2019 to Jul 2020
- Key Investment Services LLCMar 2015 to Dec 2019
- Key BankJan 2007 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4387216
- Firm CRD
- 105644