Thad F Smith
Investment adviser representative at Duration Asset Management, LLC
18 yearsExperience
1 stateRegistered in
$1.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
18 years in the industry.
- Duration Asset Management, LLCApr 2024 to now
- Meregrass, Inc.Apr 2024 to now
- Smith Capital Markets, Inc.Apr 2024 to now
- JPMorgan Chase Bank, N.A.Oct 2010 to Apr 2024
- J.P. Morgan Securities LLCOct 2008 to Apr 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (TX).
Duration Asset Management, LLC
$1.6BAssets managed
8Clients
3Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4386078
- Firm CRD
- 298651