Thomas Jeremiah Mullen
Investment adviser representative at Breakwater Capital Group
8 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- Breakwater Capital GroupJul 2023 to now
- UnemployedFeb 2023 to Jul 2023
- Fidelity Brokerage Services LLCJun 2020 to Feb 2023
- Fidelity Brokerage Services LLCMar 2015 to May 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 3 states (MA, NJ, TX).
Breakwater Capital Group
$1BAssets managed
370Clients
5Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4386056
- Firm CRD
- 321097