Jonathan Charles Penta
Investment adviser representative at Empirical Asset Management, LLC
19 yearsExperience
1 stateRegistered in
$560MFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- Empirical Asset Management, LLCJan 2022 to now
- Empirical Asset Management, LLC d/b/a Penta Wealth ManagementAug 2021 to now
- Purshe Kaplan Sterling InvestmentsAug 2019 to Oct 2019
- Savior Wealth, LLCApr 2019 to Aug 2021
- UBS Financial Services IncMar 2007 to Apr 2019
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (MA).
Empirical Asset Management, LLC
$560MAssets managed
474Clients
12Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4385853
- Firm CRD
- 155436