Benjamin P Wallace
Investment adviser representative at W&s Brokerage Services, Inc.
13 yearsExperience
2 statesRegistered in
$257.2MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- W&s Brokerage Services, Inc.Sep 2019 to now
- Western Southern LifeSep 2019 to now
- Wells Fargo Clearing Services, LLCNov 2016 to Sep 2019
- Wells Fargo Advisors, LLCNov 2013 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
W&s Brokerage Services, Inc.
$257.2MAssets managed
772Clients
91Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4384718
- Firm CRD
- 8099