James L Workman
Investment adviser representative at Sb Advisory, LLC
16 yearsExperience
1 stateRegistered in
$1.1BFirm assets
13 yearsFirm in business
Are you James L Workman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Sb Advisory, LLCNov 2022 to now
- (dba) Workman Financial ServicesJan 2006 to now
- Concourse Financial Group Securities (fka Proequities, Inc.)May 2008 to Oct 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Sb Advisory, LLC
$1.1BAssets managed
2,744Clients
26Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4384208
- Firm CRD
- 154680