Skip to content

Brian D Luther

Investment adviser representative at LPL Financial LLC
25 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

Are you Brian D Luther? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

25 years in the industry.

  1. LPL Financial LLCMar 2024 to now
  2. Compass Financial ResourcesJul 2017 to now
  3. Ameritime, LLC (aka Compass Financial Resources, LLC)Sep 2001 to now
  4. Securities America AdvisorsJul 2017 to Mar 2024
  5. Securities America, Inc.Jul 2017 to Mar 2024
  6. National Planning CorporationOct 2006 to Jul 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 65 · Uniform Investment Adviser Law2002

State registrations

Registered as an investment adviser representative in 1 state (NE).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4384094
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
CallContact this firm