Jose M Garza
Investment adviser representative at Simplicity Wealth
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$4.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Juniper Wealth ManagementMar 2026 to now
- Simplicity WealthMar 2026 to now
- Strategy Financial GroupMay 2025 to Feb 2026
- Charles Schwab & Co., IncMay 2022 to May 2025
- Charles Schwab Bank SsbMay 2022 to May 2025
- JP Morgan Chase Bank, N.A.Aug 2020 to May 2022
- JP Morgan Securities, LLCAug 2020 to May 2022
- Charles Schwab & Co., Inc.Feb 2018 to Aug 2020
- Schwab Private Client Investment Advisory, Inc.Feb 2018 to Aug 2020
- Stonegate Capital AdvisorsSep 2017 to Jan 2018
- Bbva Securities Inc.Apr 2017 to Sep 2017
- Bbva Wealth Solutions Inc.Apr 2017 to Sep 2017
- Compass BankApr 2017 to Sep 2017
- UnemployedJun 2016 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Simplicity Wealth
Legal name: Simplicity Wealth LLC
$4.3BAssets managed
8,494Clients
251Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4382352
- Firm CRD
- 300572