Roger Mcconnell
Investment adviser representative at Wealth Enhancement Advisory Services, LLC
24 yearsExperience
1 stateRegistered in
$122.2BFirm assets
24 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
24 years in the industry.
- Wealth Enhancement Advisory Services, LLCJan 2022 to now
- Wealth Enhancement Brokerage ServicesJan 2022 to now
- Wealth Enhancement GroupJan 2022 to now
- LPL Financial, LLCJan 2022 to Jun 2025
- Mutual Securities, Inc.Nov 2018 to Jan 2022
- Vivid Financial Management, Inc.Oct 2018 to Jan 2022
- Raymond James Financial Services Advisors, IncJan 2009 to Sep 2018
- Stillman Capital GroupSep 2001 to May 2017
- Raymond James Financial Services, IncMar 2001 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 1 state (CA).
Wealth Enhancement Advisory Services, LLC
$122.2BAssets managed
85,001Clients
1,002Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4380813
- Firm CRD
- 116407