Michael Roche
Investment adviser representative at Charles Schwab & Co., Inc.
21 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
21 years in the industry.
- Charles Schwab & Co., Inc.Dec 2022 to now
- E*trade Capital Management, LLCAug 2019 to Dec 2022
- E*trade Securities LLCAug 2019 to Dec 2022
- Bank of AmericaMay 2019 to Aug 2019
- UnemployedFeb 2019 to May 2019
- Edward JonesDec 2018 to Feb 2019
- UnemployedJun 2017 to Dec 2018
- Ftn Financial Capital MarketsJan 2005 to Jun 2017
- Ftn Financial Securities Corp.Jan 2005 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4376593
- Firm CRD
- 5393