Frank Joseph Romano
Investment adviser representative at Citigroup Global Markets Inc.
26 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
26 years in the industry.
- Citigroup Global Markets Inc.Aug 2021 to now
- Capital One Sharebuilder, Inc.Jan 2015 to now
- Sharebuilder 401kJan 2015 to now
- Nfb Investment Services Corp.Jan 2005 to now
- Greenpoint Securities LLCJan 2004 to now
- Essex National Securities, Inc.Mar 2001 to now
- Metro AgencyDec 2000 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 1 state (NY).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4374782
- Firm CRD
- 7059