Thomas Neal O'connor
Investment adviser representative at Catalyst Financial Partners
21 yearsExperience
3 statesRegistered in
$1.7BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
21 years in the industry.
- Catalyst Financial PartnersDec 2018 to now
- Mariner Managed Account Solutions, LLCJan 2024 to Jun 2026
- MML Investors Services, LLCMar 2017 to Nov 2021
- Metlife Securities Inc.Jan 2015 to Mar 2017
- Baystate Wealth ManagementFeb 2010 to Dec 2023
- O'connor, Carnathan and Mack, LLCNov 2005 to Jan 2020
Exams passed
- Series 66 · Uniform Combined State Law1999
- Series 65 · Uniform Investment Adviser Law2000
- Series 63 · Uniform Securities Agent State Law2009
State registrations
Registered as an investment adviser representative in 3 states (FL, MA, TX).
Catalyst Financial Partners
Legal name: Catalyst Financial Partners LLC
$1.7BAssets managed
355Clients
11Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4374733
- Firm CRD
- 299335