Scott Arthur Spangenberg
Investment adviser representative at Janney Montgomery Scott LLC
17 yearsExperience
1 stateRegistered in
$110.1BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Janney Montgomery Scott LLCAug 2025 to now
- UnemployedFeb 2024 to Jul 2025
- MML Investors ServicesSep 2021 to Feb 2024
- Massmutual Life Insurance Co.Aug 2021 to Feb 2024
- UnemployedJun 2021 to Aug 2021
- Logan Circle Partners /metlife Investment Securities, LLCAug 2009 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (PA).
Janney Montgomery Scott LLC
$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4369517
- Firm CRD
- 463