Heather Stauffer
Investment adviser representative at Wells Fargo Advisors
22 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Wells Fargo Advisors Financial NetworkMay 2026 to now
- Wells Fargo Clearing Services, LLC.Jul 2025 to now
- The Assurance GroupMar 2025 to Jul 2025
- Morgan StanleyJul 2023 to Mar 2025
- Bank of America, N.A.Oct 2018 to Jul 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2018 to Jul 2023
- UnemployedMay 2018 to Jun 2018
- Main Street Financial Partners, LLCMar 2018 to May 2018
- Embassy Bank for the Lehigh ValleyAug 2004 to Mar 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4369389
- Firm CRD
- 19616