Skip to content

Robert M Mudd

Investment adviser representative at Principal Asset Management
26 yearsExperience
1 stateRegistered in
$427.7BFirm assets
27 yearsFirm in business

Are you Robert M Mudd? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Seminars and workshops

Experience

26 years in the industry.

  1. Principal Asset ManagementJul 2017 to now
  2. Principal Funds Distributor, Inc.Mar 2017 to now
  3. PrincorMar 2001 to Dec 2018
  4. Principal Financial GroupJun 2000 to Jun 2024

Exams passed

  • Series 66 · Uniform Combined State Law2017

State registrations

Registered as an investment adviser representative in 1 state (IA).

Principal Asset Management

Legal name: Principal Global Investors, LLC

$427.7BAssets managed
8,205Clients
121Advisers
27 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4369240
Firm CRD
109002
Advisor's SEC record (opens in a new tab)
CallContact this firm