Frank Lyman Dearden
Investment adviser representative at LPL Financial LLC
25 yearsExperience
17 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
25 years in the industry.
- LPL Financial LLCJul 2021 to now
- Fld, LtdAug 2016 to now
- The Frs Group LLCAug 2016 to now
- Lake Shore Condominuims Board of DirectorsSep 2008 to now
- Frank L. DeardenMar 2002 to now
- Various Insurance Carriers for W&r Insurance AgenciesJun 2001 to now
- Waddell & Reed Inc.Mar 2001 to now
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 17 states (CO, FL, GA, IA, ID, IL, KS, MD, MO, MS, MT, NE, SC, SD, TX, WA, WY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4368849
- Firm CRD
- 6413