Thomas G. Gervase
Investment adviser representative at Spc
12 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- SpcJun 2024 to now
- Parkland Securities, LLC.Jun 2024 to now
- Grove Point Advisors, LLCDec 2022 to Jun 2024
- Grove Point Investments, LLCDec 2022 to Jun 2024
- Pruco Securities LLCOct 2022 to Dec 2022
- The Prudential Insurance Company of AmericaOct 2022 to Dec 2022
- Modern Capital Advisors, LLCApr 2020 to Oct 2022
- Modern Capital Securities, Inc.Mar 2020 to Oct 2022
- Liberty Partners Financial Services, LLC.Nov 2019 to Mar 2020
- UnemployedSep 2019 to Nov 2019
- Coastal Federal Credit UnionApr 2014 to Sep 2019
- Cuso Financial Services, LPApr 2014 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (NC).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4367418
- Firm CRD
- 110692