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Thomas William Johnson

Investment adviser representative at Vanderbilt Advisory Services
26 yearsExperience
1 stateRegistered in
$2.1BFirm assets
13 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

26 years in the industry.

  1. Vanderbilt Advisory ServicesSep 2021 to now
  2. Vanderbilt Securities, LLCSep 2021 to now
  3. Self EmployedDec 2000 to now
  4. LPL FinancialAug 2011 to Sep 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 65 · Uniform Investment Adviser Law2004

State registrations

Registered as an investment adviser representative in 1 state (UT).

Vanderbilt Advisory Services

Legal name: Pfg Investments, LLC

$2.1BAssets managed
6,470Clients
162Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4364006
Firm CRD
116537
Advisor's SEC record (opens in a new tab)
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