Brian P Moroz
Investment adviser representative at Wells Fargo Advisors
21 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Wells Fargo Clearing Services, LLCMar 2023 to now
- Wells Fargo BankMar 2023 to now
- UnemployedJul 2022 to Mar 2023
- First Republic BankJun 2019 to Jul 2022
- First Republic Securities Company, LLCJun 2019 to Jul 2022
- Mbsc Securities CorporationJan 2017 to Mar 2019
- Wells Fargo Clearing Services, LLCOct 2010 to Dec 2016
- Wells Fargo Advisors LLCAug 2010 to Nov 2016
- Wells FargoMay 2005 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NC).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4362958
- Firm CRD
- 19616