Wayne George Rogers
Investment adviser representative at RBC Securities, Inc.
14 yearsExperience
1 stateRegistered in
$1.5BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- RBC Securities, IncSep 2018 to now
- City National BankJul 2017 to now
- UnemployedFeb 2017 to Jul 2017
- TD Bank, N.A.Dec 2012 to Feb 2017
- TD Private Client Wealth LLCDec 2012 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Securities, Inc.
$1.5BAssets managed
1,451Clients
123Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4362789
- Firm CRD
- 103705