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David Parker Hughes

Investment adviser representative at Waterloo Capital
16 yearsExperience
1 stateRegistered in
$2.3BFirm assets
21 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

16 years in the industry.

  1. Waterloo CapitalAug 2026 to now
  2. Resurgent AdvisorsDec 2019 to Aug 2026
  3. Fiduciary Alliance, LLCAug 2016 to Oct 2019
  4. Capital Asset Advisory Services, LLCAug 2013 to Mar 2017
  5. Peachtree Financial GroupMar 2010 to Aug 2022

Exams passed

  • Series 66 · Uniform Combined State Law2007

State registrations

Registered as an investment adviser representative in 1 state (GA).

Waterloo Capital

Legal name: Waterloo Capital, L.P.

$2.3BAssets managed
2,797Clients
47Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4361140
Firm CRD
133705
Advisor's SEC record (opens in a new tab)
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