Rafael Antonio Gutierrez
Investment adviser representative at Voya Financial Advisors, Inc.
14 yearsExperience
1 stateRegistered in
$3.9BFirm assets
32 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Voya Financial Advisors, Inc.Jan 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2023 to now
- Bank of America N.A.Apr 2023 to Dec 2024
- LPL Financial LLCApr 2021 to Mar 2023
- Northwest Financial Advisors, LLCApr 2021 to Mar 2023
- UnemployedJan 2021 to Mar 2021
- Financial Engines Advisors L.L.C.Apr 2019 to Dec 2020
- Rafael GutierrezNov 2018 to Feb 2022
- Commonwealth Financial NetworkAug 2018 to Nov 2018
- Kaplan Financial GroupAug 2018 to Nov 2018
- Allstate Financial Services, LLCSep 2017 to Oct 2018
- Allstate Insurance CompanySep 2017 to Oct 2018
- Afba/5 Star LifeMay 2012 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 1 state (VA).
Voya Financial Advisors, Inc.
$3.9BAssets managed
16,336Clients
720Advisers
32 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4360060
- Firm CRD
- 2882