Joseph Michael Schwan
Investment adviser representative at Cetera Investment Advisers LLC
22 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- S & P Associates of Li, inc.Oct 2024 to now
- Premiere Wealth Management LLCJul 2023 to now
- Ally Payroll Corp.Jun 2023 to now
- Barn Enterprises, LLCMay 2012 to now
- Joseph M. Schwan Cpa, P.C.Apr 2004 to now
- Avantax Advisory ServicesAug 2024 to Sep 2025
- Avantax Insurance Agency, LLCAug 2024 to Sep 2025
- Avantax Investment Services Inc.Aug 2024 to Sep 2025
- LPL Financial LLCFeb 2011 to Aug 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4359680
- Firm CRD
- 105644