Christopher Phillips
Investment adviser representative at Morgan Stanley
20 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Morgan StanleyAug 2025 to now
- Morgan Stanley Private Bank, N.AAug 2025 to now
- Morgan Stanley Smith Barney LLCAug 2025 to now
- Bank of America, N.A.Aug 2022 to Aug 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to Aug 2025
- UnemployedMar 2022 to Jul 2022
- Fidelity Brokerage Services, LLCApr 2020 to Mar 2022
- New York Life Insurance Co.May 2019 to Mar 2020
- Nylife Securities LLCMay 2019 to Mar 2020
- Fidelity Personal and Workplace AdvisorsJul 2018 to Apr 2019
- Fidelity InvestmentsOct 2006 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4359409
- Firm CRD
- 149777